Resignation letter from broker/dealer (5 samples)

This blog post will show you samples of “Resignation letter for broker/dealer.”

Writing a “resignation letter from broker/dealer.”

When writing a “resignation letter from broker/dealer,” these are some of the things that you need to keep in mind.

  • The first step is to tell your employer about leaving the position and the final work date. Keep it short as the essential part of the letter is the Last Date of your work.
  • Indicate the reason you are leaving your job. It would be best to be polite as you will leave a positive impression on your employer. Maintain your composure when drafting the letter.
  • Finally, thank your employer for the position and the opportunities you have enjoyed during your work period.
  • Ensure you proofread your letter before sending it to your employer. You can send the letter to your family and friend to check for grammatical errors.

Sample 1:

“September 21, 2019

 Dear Manager Jane Doe,

 This letter is to most respectfully inform you that I have made an irreversible decision to leave the brokerage and move my business to another company.

I wanted to take the time and thank you for all that you have done for me and my business.  I genuinely appreciate the lessons I have learned during my time here.  I want to make sure that you know that my reasons have nothing to do with you. In fact, you were the only reason I stayed as long as I did. I sincerely thank you for the support you have shown me.

My decision was based upon months of deliberation and while there are many factors, both professional and completely personal.  I respect you have made career changes throughout the years that you knew were necessary for reasons you kept to yourself.  I know that you will in the same vain, respect my decision.  I do not wish to become engaged in a conversation regarding why I am leaving.

I currently have the following transactions and I agree to service the following escrows with the greatest of service and to adhere to your broker file guidelines:

1) Under Contract – 1234 Main Street – Smith

2) Under Contract – 1234 Main Street – Jones

3) Listing – 1234 Easy Street – Pena

4) Listing – 1234 Second Street – Doe

5) Listing – 1234 Third Street – Doe

Again thank you for everything and I will keep you informed on the progress of the above transactions.


Joe Agent”

Sample 2:

“(insert date)

(insert company name and address of former Broker/Dealer)

To Whom It May Concern:

This letter serves as formal notification of my resignation from (insert former Broker/Dealer)

effective immediately (or insert day).

Best Regards,

(insert your name)”

Sample 3:

“Dear Ms. Lee,

I am writing to inform you of my resignation from WES Agent. This, of course, means I will no longer be your broker. I will be leaving WES Agent at the end of this month, so my final day will be December 31, 2021.

I want to assure you that your account will not suffer at all, as all of my clients are being transferred to my esteemed colleague Michael Smith. He has worked at WES for over 20 years, and I am extremely confident that you will get along well. He will continue to maintain your portfolio as I have unless you want to diversify more in the future.

If you have any questions concerning my resignation, please do not hesitate to email me until the 31st. After that, Michael will be happy to schedule a meeting for you to get acclimated to the change.

Thank you so much for your understanding in this matter. It has been a pleasure working for you and I wish you all the best in your endeavors. Rest assured that your funds are in good hands.

Brady Jones (signature hard copy letter)

Brady Jones”

Sample 4:

“Dear [Client Name],

Thank you for the opportunities that you have provided me. I appreciate the projects, however, I am resigning from work as a broker to pursue full-time salaried employment.

I will be available for the next two weeks if you have assignments you would like my assistance with.

Also, if you have any follow-up questions on the projects I have completed, don’t hesitate to contact me at 555-122-1234 or


Your Signature (hard copy letter)

Your Typed Name

Job Title”

Sample 5:

“Dear Mr./Ms. Last Name:

Please consider this letter our formal withdrawal from our contract with Upstate Consultants. This contract expires on July 31, 20XX and we will not be renewing for 20XX.

Our relationship with Upstate has been an incredible experience. You have been a valuable resource for our company and we truly appreciate the work you have done for us as clients. I greatly enjoyed working with such a unique group of people, and I am very thankful for the time we shared.

I will always appreciate all of the work you have done for us at Upstate Consulting. Please let me know if there is anything I can do to tie up any loose ends. I wish you all the best.


Your Signature (hard copy letter)

Your Typed Name

Job Title”

Frequently Asked Questions:

How do I resign from my toxic job?

You can resign from your toxic job by speaking to a lawyer, talk to HR, take notes on your legal ramifications, be honest and candid about your resignation, don’t touch anything confidential, give 100 per cent until the end, and learn from this kind of experience and move forward.

Is it better to quit or to be fired?

It is better to quit than to be fired in the employment area. However, it is better to be fired if you wish to gather unemployment benefits. Unemployment benefits are not typically awarded if you quit your job. You may also be able to negotiate and have a grievance on the severance which can be more hard to do if you quit.

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